Louis Carlyle Tick

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-08-21
SC	RA	APPROVED	2007-04-09

TX RA
APPROVED_RES

Since 2014-08-21
SC RA
APPROVED

Since 2007-04-09

Branch Locations

11 Gamecock Ave Suite 1102, Charleston, SC 29407 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Charleston	SC	08/1998	Present

08/1998 → Present

Edward D. Jones & Co., L.P.

Charleston, SC

Other Businesses

Uptick LLC Type of business: LLC that holds real estate Charleston, SC Start date: 12/9/2021 Member Hours per week: 5 Hours during trading: 1 Real Estate holdings ** **

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-28
S63	Uniform Securities Agent State Law Examination	1998-11-04

S66 Uniform Combined State Law Examination

2007-03-28
S63 Uniform Securities Agent State Law Examination

1998-11-04

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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