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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States
101 S Capitol Blvd 7Th Fl [Support Center], Boise, ID 83702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Security Van Kasper | Salt Lake City | UT | 09/1998 | Present |
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; SANDY, UT; 100% OWNERSHIP WITH SPOUSE; START: 12/4/2023; 2 HOURS PER MONTH; 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-03 |
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