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Brian Christopher Crandall

Ameriprise Financial Services, LLC

Garden City, NY

Garden City, NY

CRD 2970466

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2021-03-26
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-03-26

Branch Locations

401 Franklin Ave Ste 101 & Ste 103, Garden City, NY 11530 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployment Garden City NY 01/2018 08/2018
Reef Road Capital, Llc New York NY 12/2016 12/2017
Unemployment Garden City NY 02/2016 11/2016
Ameriprise Financial Services, Inc Garden City NY 09/2018 03/2020
Ameriprise Financial Services, Llc Garden City NY 03/2020 Present
  • 01/2018 → 08/2018
    Unemployment
    Garden City, NY
  • 12/2016 → 12/2017
    Reef Road Capital, Llc
    New York, NY
  • 02/2016 → 11/2016
    Unemployment
    Garden City, NY
  • 09/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Garden City, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-07
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S66 Uniform Combined State Law Examination
    2018-11-07
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY

More in Garden City, NY

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