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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| TX | RA | APPROVED_RES | 2012-12-06 |
| CA | RA | APPROVED | 2007-05-29 |
Branch Locations
Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States
Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 05/2007 | Present |
HOLLAHOOD ENTERTAINMENT CORP; Fashion, Film, and Music Production Company; Non Investment Related; Woodside, NY; Affiliation Start Date: 10/7/2003; Title: Owner; Duties: Owns 3 registered trademarked fashion labels - legal entity used for intellectual capital in fashion, film and music productions. 0 hours devoted to the OA each month during securities trading hours; 10 hours devoted to the OA each month outside of securities trading hours./// Rental Property: Davenport, FL; Investment-related; Started: December 20, 2020; Title: Homeowner; Duties: None, it is a managed property for rental and maintenance; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-26 |
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