Phillip Daniel Graham

Current Employers

Employment History

• 02/1987 → Present
  Phillip Graham & Associates, P.C.
  Marietta, GA
• 10/1997 → 09/2025
  Avantax Investment Services, Inc.
  Marietta, GA
• 05/1999 → 09/2025
  Avanatx Advisory Services
  Marietta, GA
• 05/2018 → 09/2025
  Avantax Insurance Agency Llc
  Marietta, GA
• 09/2018 → 01/2022
  Graham & Kapp, Llc
  Marietta, GA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Marietta, GA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-04-09 → 2025-09-05
  Avantax Advisory Services
  Marietta, GA

Other Businesses

1) Phillip Graham Insurance~'NIR'~3650 CANTON RD~MARIETTA~GA~30066~Independent Insurance Agent~ Insurance Sales Agent~9/7/2005~2hrs~2hrs~INSURANCE AGENT 2) Rental Condo~'NIR'~16281 PERDIDO KEY DR~PENSACOLA~FL~30257~Rental Property Owner/Management ~Owner/Sole Proprietor~1/1/2001~1hrs~1hrs~OWNER MGR 3) Phillip Graham & Associates PC~'NIR'~3650 CANTON RD~MARIETTA~GA~30066~Tax Preparation/Accounting~President~12/11/2009~160hrs~160hrs~CPA 4) PHILLIP GRAHAM REAL ESTATE LLC POSITION: Managing Member NATURE: This LLC owns my office building. I am only member. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2021 ADDRESS: 3650 Canton Road, Marietta GA 30066, United States DESCRIPTION: 1. Assess maintenance requirements of building2. Find people to help maintain3. Supervise maintenance4.Pay maintenance bills5. Pay yearly real estate taxes 5) RENTAL OF OFFICE TO DAVID MCDOUGALL C.P.A. POSITION: Building owner NATURE: Rental of office to a C.P.A., in my building, we have separate locking doors, we do not share any fax machines, copiers, or computers. All paper clients are in a locking file cabinet. We have a separate security system, that he is not a part of . He does not have code to enter our office. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 3650 Canton Road, Marietta GA 30066, United States DESCRIPTION: Prepare lease & provide office, for rental. Handle problems with rental that may come up; 6) NAME OF OTHER BUSINESS: CORNERSTONE COMMUNITY CHURCH, INVESTMENT RELATED: NO, ADDRESS: 4206 N ARNOLD MILL RD, WOODSTOCK, GA 30188, NATURE OF BUSINESS: CHURCH, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK:.5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONTROLLING FINANCE, AND REPORTING ON FINANCIAL ACTIVITY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-13

Other Names

• Phillip Daniel Graham
• Phil Daniel Graham