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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Garland | TX | 06/2016 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Garland | TX | 06/2016 | 09/2019 |
| Chelsea Financial Services | Frisco | TX | 09/2019 | 03/2020 |
| Chelsea Advisory Services, Inc | Frisco | TX | 09/2019 | 03/2020 |
| The Vanguard Group, Inc. | Plano | TX | 08/2022 | Present |
| Gann Square Of Nine Capital Advisors | Frisco | TX | 03/2020 | 08/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-20 |
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