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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-04
  • TX RA
    APPROVED
    Since 2007-01-04

Branch Locations

15375 Memorial Drive Suite 350, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Houston TX 11/2006 Present
  • 11/2006 → Present
    Raymond James & Associates
    Houston, TX
Previous Registrations
  • 2004-03-05 → 2006-11-21
    Chase Investment Services Corp.
    Katy, TX
    Houston, TX
    Houston, TX
Other Businesses

11/2006 O-FACE PRODUCTIONS(LIVE MUSIC PRODUCTION AND EQUIPMENT RENTAL) / ADRENALINE(BAND) - PROPRIETOR / OWNER; 80 HOURS PER MONTH , 0 DURING BUSINESS HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-11
S63 Uniform Securities Agent State Law Examination 1998-05-07
  • S66 Uniform Combined State Law Examination
    2003-07-11
  • S63 Uniform Securities Agent State Law Examination
    1998-05-07

View on SEC IAPD

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