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640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-14 |
| NH | RA | APPROVED | 2023-01-30 |
| VA | RA | APPROVED | 2023-01-26 |
| CA | RA | APPROVED | 2023-01-25 |
| NJ | RA | APPROVED | 2021-06-07 |
| NY | RA | APPROVED | 2021-04-01 |
| FL | RA | APPROVED | 2004-06-07 |
Branch Locations
2255 Glades Road, Suite 324A, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg, Thalmann & Co., Inc. | Miami | FL | 11/2002 | Present |
| Securities America Inc. | Boca Raton | FL | 03/2019 | 12/2022 |
| Securities America Advisors | Boca Raton | FL | 03/2019 | 12/2022 |
INSURANCE SALES; POSITION: insurance agent; NATURE: insurance sales; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 3; SECURITIES TRADING HOURS: 3; START DATE: 02/08/2019; ADDRESS: 7763 W GLADES ROAD STE 101, Boca Raton FL 33434; DESCRIPTION: soliciting based on client needs LTAM POSITION: advisor; NATURE: Advisory services; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2; START DATE: 05/25/2004; ADDRESS: 7763 W GLADES ROAD STE 101, Boca Raton FL 33434; DESCRIPTION: soliciting based on client needs DBA Z Wealth Management LLC; START DATE: 06/17/20; LOCATION - 7763 W Glades Road Boca Raton, FL 33434; NUMBER OF HOURS: App 20 hrs week devoted to business; DESCRIPTION: DBA for business CHIROPRACTOR; POSITION: chiropractor; NATURE: Chiropractor; INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 1; START DATE: 02/01/2001; ADDRESS: 6053 Old Court Rd, 305, boca raton FL 33433, United States; DESCRIPTION: healthcare CELERO; POSITION: sales; NATURE: Credit card processing; INVESTMENT RELATED: No; NUMBER OF HOURS: 3; SECURITIES TRADING HOURS: 0; START DATE: 05/12/2009; ADDRESS: 6053 Old Court Road, #305, Boca Raton FL 33433, United States; DESCRIPTION: sales of credit card processing Douglas Elliman; POSITION: Real Estate- Sales Associate; NATURE: Referrals to Douglas Elliman; COMPENSATION: Commission; NUMBER OF HOURS: Zero hrs during business hrs/ Weekends; START DATE: 2/10/25
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-24 |
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