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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-02-14
NH RA APPROVED 2023-01-30
VA RA APPROVED 2023-01-26
CA RA APPROVED 2023-01-25
NJ RA APPROVED 2021-06-07
NY RA APPROVED 2021-04-01
FL RA APPROVED 2004-06-07
  • AZ RA
    APPROVED
    Since 2023-02-14
  • NH RA
    APPROVED
    Since 2023-01-30
  • VA RA
    APPROVED
    Since 2023-01-26
  • CA RA
    APPROVED
    Since 2023-01-25
  • NJ RA
    APPROVED
    Since 2021-06-07
  • NY RA
    APPROVED
    Since 2021-04-01
  • FL RA
    APPROVED
    Since 2004-06-07

Branch Locations

2255 Glades Road, Suite 324A, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg, Thalmann & Co., Inc. Miami FL 11/2002 Present
Securities America Inc. Boca Raton FL 03/2019 12/2022
Securities America Advisors Boca Raton FL 03/2019 12/2022
  • 11/2002 → Present
    Ladenburg, Thalmann & Co., Inc.
    Miami, FL
  • 03/2019 → 12/2022
    Securities America Inc.
    Boca Raton, FL
  • 03/2019 → 12/2022
    Securities America Advisors
    Boca Raton, FL
Previous Registrations
  • 2019-03-19 → 2022-12-31
    Securities America Advisors, Inc.
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

INSURANCE SALES; POSITION: insurance agent; NATURE: insurance sales; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 3; SECURITIES TRADING HOURS: 3; START DATE: 02/08/2019; ADDRESS: 7763 W GLADES ROAD STE 101, Boca Raton FL 33434; DESCRIPTION: soliciting based on client needs LTAM POSITION: advisor; NATURE: Advisory services; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2; START DATE: 05/25/2004; ADDRESS: 7763 W GLADES ROAD STE 101, Boca Raton FL 33434; DESCRIPTION: soliciting based on client needs DBA Z Wealth Management LLC; START DATE: 06/17/20; LOCATION - 7763 W Glades Road Boca Raton, FL 33434; NUMBER OF HOURS: App 20 hrs week devoted to business; DESCRIPTION: DBA for business CHIROPRACTOR; POSITION: chiropractor; NATURE: Chiropractor; INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 1; START DATE: 02/01/2001; ADDRESS: 6053 Old Court Rd, 305, boca raton FL 33433, United States; DESCRIPTION: healthcare CELERO; POSITION: sales; NATURE: Credit card processing; INVESTMENT RELATED: No; NUMBER OF HOURS: 3; SECURITIES TRADING HOURS: 0; START DATE: 05/12/2009; ADDRESS: 6053 Old Court Road, #305, Boca Raton FL 33433, United States; DESCRIPTION: sales of credit card processing Douglas Elliman; POSITION: Real Estate- Sales Associate; NATURE: Referrals to Douglas Elliman; COMPENSATION: Commission; NUMBER OF HOURS: Zero hrs during business hrs/ Weekends; START DATE: 2/10/25

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-24
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S66 Uniform Combined State Law Examination
    2004-05-24
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Other Names
  • Steven Zeitchick

View on SEC IAPD

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