Damon B. Dozier

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Glendale	CA	02/2011	04/2021
Fidelity Investments Llc	Los Angeles	CA	04/2021	09/2021
J.P. Morgan Securities Llc	Los Angeles	CA	09/2021	02/2023
Jp Morgan Chase Bank, N.A.	Los Angeles	CA	09/2021	02/2023
Fidelity Personal Andworkplace Advisors	Los Angeles	CA	06/2021	09/2021
Lpl Financial Llc	Los Angeles	CA	02/2023	10/2024
M&T Bank	Los Angeles	CA	02/2023	10/2024
Wells Fargo Clearing Services, Llc	Los Angeles	CA	10/2024	Present

2023-02-09 → 2024-10-21

Lpl Financial Llc

San Diego, CA

Los Angeles, CA

Los Angeles, CA
2021-09-20 → 2023-01-21

J.P. Morgan Securities Llc

Los Angeles, CA
2021-06-21 → 2021-09-13

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2018-09-11 → 2021-04-19

J.P. Morgan Securities Llc

Canoga Park, CA

Los Angeles, CA
2008-04-08 → 2008-06-23

Ameriprise Financial Services, Llc

Beverly Hills, CA
2005-05-11 → 2007-12-06

Ameriprise Financial Services, Llc

Los Angeles, CA

Long Beach, CA

Newport Beach, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-04
S63	Uniform Securities Agent State Law Examination	2001-08-31

Other Firms