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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-12-15
  • CA RA
    APPROVED
    Since 2006-12-15

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities Los Angeles CA 08/2005 Present
  • 08/2005 → Present
    Wedbush Morgan Securities
    Los Angeles, CA
Previous Registrations
  • 1998-08-24 → 2005-08-29
    Morgan Stanley Dw Inc.
    Sherman Oak, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-23
S63 Uniform Securities Agent State Law Examination 1998-01-09
  • S65 Uniform Investment Adviser Law Examination
    1998-01-23
  • S63 Uniform Securities Agent State Law Examination
    1998-01-09
Other Names
  • Joel Edunn

View on SEC IAPD

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