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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-06 |
Branch Locations
55 William Street Ste 250, Wellesley, MA 02481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 09/2009 | 01/2018 |
| Bank Of America,N.A. | Boston | MA | 06/2011 | 01/2018 |
| Raymond James & Associates | Boston | MA | 01/2018 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: ACTING AS TRUSTEE FOR THE ACCOUNT OF FAMILY MEMBER 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: FORT WORTH, TEXAS 76107 5.NATURE OF BUSINESS: TRUST 7.FIDUCIARY ROLE: Y 8.FIDUCIARY ROLE FOR FAMILY?: Y, MOTHER 9.FIDUCIARY DETAILS: MOTHER 10.POSITION, TITLE, ASSOCIATION: , 11.POSITION DUTIES: ACTING AS TRUSTEE FOR A FAMILY MEMBER 12.START DATE OF RELATIONSHIP: 9/9/2009 13.NUMBER OF HOURS DEVOTED: 8 QUARTERLY 14. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-12 |
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