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Rose M Gomez

J.P. Morgan Securities LLC

Naperville, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-05-04
TX RA APPROVED 2016-05-04
  • IL RA
    APPROVED
    Since 2016-05-04
  • TX RA
    APPROVED
    Since 2016-05-04

Branch Locations

2503 W 75Th St, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Naperville IL 01/2012 Present
J.P. Morgan Securities Llc Naperville IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-27
S63 Uniform Securities Agent State Law Examination 2012-02-11
  • S66 Uniform Combined State Law Examination
    2016-04-27
  • S63 Uniform Securities Agent State Law Examination
    2012-02-11
Other Names
  • Rosa Figueroa
  • Rose M Gomez
  • Rose Maria Gomez

View on SEC IAPD

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