Lisa Marie Adams

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 09/2018
  Rbc Capital Markets Corporation
  Minnetonka, MN
• 07/2019 → 03/2020
  Rbc Capital Markets, Llc
  Palm Beach Gardens, FL
• 03/2020 → 03/2025
  Rbc Capital Markets, Llc
  New York, NY
• 09/2018 → 07/2019
  Rbc Capital Markets, Llc
  West Palm Beach, FL
• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Des Moines, IA

Previous Registrations

• 2017-07-12 → 2025-03-21
  Rbc Capital Markets, Llc
  Edina, MN
  Edina, MN
  Minnetonka, MN
  West Palm Beach, FL
  Palm Beach Gardens, FL
  Minneapolis, MN
  Clive, IA
  New York, NY
  Chevy Chase, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-12
• S63 Uniform Securities Agent State Law Examination
  1998-05-13

Other Names

• Lisa Marie Adams
• Lisa Marie Adams
• Lisa Marie Jamesweather
• Lisa Marie Jamesweathers