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6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banes Capital Group, Llc | Memphis | TN | 08/2011 | Present |
| Banes Capital Management, Llc | Memphis | TN | 08/2011 | Present |
BANES CAPITAL GROUP, LLC, INVESTMENT RELATED, MEMPHIS, TN, COMPLIANCE OFFICER, AUGUST 2011 START DATE, 5 HOURS/MONTH, 0 DURING TRADING; BANES CAPITAL MANAGEMENT, LLC, INVESTMENT RELATED, MEMPHIS, TN, CHIEF COMPLIANCE OFFICER, AUGUST 2011 START DATE, 5 HOURS/MONTH, 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-29 |
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