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Annette Kaszubski

Ubs Financial Services Inc.

Northbrook, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-26
  • IL RA
    APPROVED
    Since 2022-04-26

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. John Brebeuf Church- Archdiocese Of Chicago Niles IL 04/2016 05/2017
Td Ameritrade Park Ridge IL 09/2018 01/2021
Unemployed Morton Grove IL 01/2021 08/2021
Lpl Financial Llc Itasca IL 09/2021 04/2022
Unemployed Morton Grove IL 06/2017 08/2018
Ubs Financial Services Inc. Northbrook IL 04/2022 Present
  • 04/2016 → 05/2017
    St. John Brebeuf Church- Archdiocese Of Chicago
    Niles, IL
  • 09/2018 → 01/2021
    Td Ameritrade
    Park Ridge, IL
  • 01/2021 → 08/2021
    Unemployed
    Morton Grove, IL
  • 09/2021 → 04/2022
    Lpl Financial Llc
    Itasca, IL
  • 06/2017 → 08/2018
    Unemployed
    Morton Grove, IL
  • 04/2022 → Present
    Ubs Financial Services Inc.
    Northbrook, IL
Previous Registrations
Other Businesses

1)11/09/2021 - Itasca Bank & Trust Co - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 11/221 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
S63 Uniform Securities Agent State Law Examination 2007-10-31
  • S66 Uniform Combined State Law Examination
    2022-02-28
  • S63 Uniform Securities Agent State Law Examination
    2007-10-31

View on SEC IAPD

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SHARP CIRCLE CONSULTING, LLC
DDS INVESTMENT MANAGEMENT, INC.
LPL ENTERPRISE, LLC
OSAIC WEALTH, INC.
E. A. HORWITZ LLC
EAGLE STRATEGIES LLC

Other Investors

KEVIN J TAALMAN
BRIAN ADAM ROSEN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

More in Northbrook, IL

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