Andrew Cooper Stickney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Scarborough, ME
• 10/2003 → 01/2021
  Trss Wealth Management, Llc
  Scarborough, ME

Previous Registrations

• 2003-10-20 → 2021-01-11
  Trss Wealth Management Llc
  Scarborough, ME
• 2002-12-18 → 2003-01-11
  Ameriprise Financial Services, Llc
  South Portland, ME

Other Businesses

1. 01/10/2003 - TRSS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/10/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELLING LTC, DISABILITY, FIXED LIFE INSURANCE, FIXED ANNUITIES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-12-11

Designations

• Chartered Financial Consultant