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Alvin Jin Dong Liang

Voya Financial Advisors, Inc.

Tacoma, WA

San Francisco, CA

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-29
  • CA RA
    APPROVED
    Since 2024-07-29

Branch Locations

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

1145 Market St 5Th Flr, San Francisco, CA 94103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc San Francisco CA 11/2011 06/2022
Sequoia Equities Securities Corp. Walnut Creek CA 06/2022 05/2023
Unemployed Walnut Creek, Ca CA 05/2023 04/2024
Voya Financial Advisors Walnut Creek CA 04/2024 Present
  • 11/2011 → 06/2022
    Stifel Nicolaus & Co Inc
    San Francisco, CA
  • 06/2022 → 05/2023
    Sequoia Equities Securities Corp.
    Walnut Creek, CA
  • 05/2023 → 04/2024
    Unemployed
    Walnut Creek, Ca, CA
  • 04/2024 → Present
    Voya Financial Advisors
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-22
S63 Uniform Securities Agent State Law Examination 2000-08-28
  • S65 Uniform Investment Adviser Law Examination
    2024-07-22
  • S63 Uniform Securities Agent State Law Examination
    2000-08-28
Other Names
  • Al Liang
  • Alvin Liang
  • Alvin Jindong Liang
  • Alvin Jindong Liang
  • Alvin J. Liang

View on SEC IAPD

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