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Marc Shiels Little

Stephens Investment Management Group, LLC

Houston, TX

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Current Employers
Stephens Investment Management Group, Llc

111 Center Street, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-15
  • TX RA
    APPROVED
    Since 2016-08-15

Branch Locations

9 Greenway Plaza, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Houstson TX 08/2016 Present
  • 08/2016 → Present
    Stephens Inc.
    Houstson, TX
Previous Registrations
  • 2016-08-15 → 2023-12-22
    Stephens
    Houston, TX
  • 2015-05-19 → 2016-08-12
    Salient Capital Advisors, Llc
    Houston, TX
  • 2010-01-01 → 2015-02-02
    Invesco Advisers, Inc.
    Atlanta, GA
  • 2005-07-25 → 2010-01-01
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-22
S63 Uniform Securities Agent State Law Examination 1997-12-30
  • S65 Uniform Investment Adviser Law Examination
    2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    1997-12-30

View on SEC IAPD

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