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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
OH RA APPROVED 2000-05-26
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • OH RA
    APPROVED
    Since 2000-05-26

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 03/2000 Present
Bank Of America,N.A. Columbus OH 06/2011 Present
Other Businesses

I*24284 For profit or not for profit: For-Profit Organization Name of outside business organization: Bomeca Inc Investment related: N Address of business: Springfield, Ohio 45504 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 7/2/2007 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: officer I*24285 For profit or not for profit: For-Profit Organization Name of outside business organization: YWCA Columbus Endowment Trust Board Investment related: Y Address of business: Columbus, Ohio 43215 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/4/2009 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Advisory Board Member - mission is eliminating racism and empowering women *BUSINESS OR ACTIVITY NAME: COVENANT PRESBYTERIAN CHURCH; NOT FOR PROFIT; INVESTMENT RELATED; UPPER ARLINGTON OHIO 43221; PRESBYTERIAN CHURCH; MEMBER OF THE ENDOWMENT BOARD; START DATE OF RELATIONSHIP: 2011; DEVOTES 1-2 HOURS PER QUARTER OUTSIDE OF SECURITIES TRADING HOURS; REVIEW EXISTING INVESTMENT PORTFOLIO FOR THE CHURCH ENDOWMENT FUND. I*73997 For profit or not for profit: For-Profit Organization Name of outside business organization: LBP Concepts LLC Investment related: N Address of business: Upper Arlington, Ohio 43220 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/4/2014 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: My husband and I have invented a "port shirt" to offer children with chronic illnesses a creative and functional clothing item to wear while they are receiving infusions of medicine through mediports, PICC lines, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-18
S63 Uniform Securities Agent State Law Examination 1997-12-08
  • S65 Uniform Investment Adviser Law Examination
    2000-05-18
  • S63 Uniform Securities Agent State Law Examination
    1997-12-08
Other Names
  • Cary Meredith Patton

View on SEC IAPD

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