Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| OH | RA | APPROVED | 2000-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 03/2000 | Present |
| Bank Of America,N.A. | Columbus | OH | 06/2011 | Present |
I*24284 For profit or not for profit: For-Profit Organization Name of outside business organization: Bomeca Inc Investment related: N Address of business: Springfield, Ohio 45504 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 7/2/2007 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: officer I*24285 For profit or not for profit: For-Profit Organization Name of outside business organization: YWCA Columbus Endowment Trust Board Investment related: Y Address of business: Columbus, Ohio 43215 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/4/2009 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Advisory Board Member - mission is eliminating racism and empowering women *BUSINESS OR ACTIVITY NAME: COVENANT PRESBYTERIAN CHURCH; NOT FOR PROFIT; INVESTMENT RELATED; UPPER ARLINGTON OHIO 43221; PRESBYTERIAN CHURCH; MEMBER OF THE ENDOWMENT BOARD; START DATE OF RELATIONSHIP: 2011; DEVOTES 1-2 HOURS PER QUARTER OUTSIDE OF SECURITIES TRADING HOURS; REVIEW EXISTING INVESTMENT PORTFOLIO FOR THE CHURCH ENDOWMENT FUND. I*73997 For profit or not for profit: For-Profit Organization Name of outside business organization: LBP Concepts LLC Investment related: N Address of business: Upper Arlington, Ohio 43220 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/4/2014 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: My husband and I have invented a "port shirt" to offer children with chronic illnesses a creative and functional clothing item to wear while they are receiving infusions of medicine through mediports, PICC lines, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-08 |
Reach out to this advisor