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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-07-18 |
Branch Locations
5901 Grelot Rd, Bldg B, Ste A, Mobile, AL 36609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Mobile | AL | 05/2009 | 07/2018 |
| Lpl Financial Llc | Mobile | AL | 07/2018 | Present |
1)06/20/2018 - Magnum Capital Holdings, Inc - Business Entity For Tax/Investment Purposes Only - Mother's (Robin Blake) pass through entity - inv rel - at reported business location - start: 09/2004 - 1 hr/mth 2)06/20/2018 - MCB Holdings Inc - Business Entity For Tax/Investment Purposes Only - commission and fee revenue. Pass through entity for tax purposes. - inv rel - at reported business location(s) - start: 09/2004 - 2 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
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