Marshall Clay Blake

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 07/2018
  Wells Fargo Advisors Financial Network Llc
  Mobile, AL
• 07/2018 → Present
  Lpl Financial Llc
  Mobile, AL

Previous Registrations

• 2004-09-03 → 2018-07-17
  Wells Fargo Advisors Financial Network, Llc
  Mobile, AL
  Mobile, AL
• 2000-08-04 → 2004-09-09
  Morgan Stanley Dw Inc.
  Mobile, AL

Other Businesses

1)06/20/2018 - Magnum Capital Holdings, Inc - Business Entity For Tax/Investment Purposes Only - Mother's (Robin Blake) pass through entity - inv rel - at reported business location - start: 09/2004 - 1 hr/mth 2)06/20/2018 - MCB Holdings Inc - Business Entity For Tax/Investment Purposes Only - commission and fee revenue. Pass through entity for tax purposes. - inv rel - at reported business location(s) - start: 09/2004 - 2 hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-06
• S63 Uniform Securities Agent State Law Examination
  1999-04-05