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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2011-08-15 |
Branch Locations
222 South Main Street Suite 1840, Salt Lake City, UT 84101 • United States
210 University Boulevard Ste 800, Denver, CO 80206 • United States
Bountiful, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Salt Lake City | UT | 08/2011 | Present |
NAME AND ADDRESS OF OTHER BUSINESS: COSMETIC SALES, 595 W 1000 S, WOODS CROSS, UTAH 84087 NATURE OF ENTITY: COSMETIC SALES - AVON AND MARY KAY ROLE IN OTHER BUSINESS: SALES RESPONSIBILITIES IN THIS ROLE: SELLING OF COSMETICS. HOURS DEVOTED TO OTHER BUSINESS: 2 HOURS PER WEEK. NONE DURING SECURITIES TRADING HOURS. Name/Address: Modernly Chique 138 W 3000 S Bountiful UT 84010 Start Date: 8/1/26 Hours Spent: 4-9 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: Selling clothing Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-20 |
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