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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-08-15
  • UT RA
    APPROVED
    Since 2011-08-15

Branch Locations

222 South Main Street Suite 1840, Salt Lake City, UT 84101 • United States

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Bountiful, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Salt Lake City UT 08/2011 Present
  • 08/2011 → Present
    Robert W. Baird
    Salt Lake City, UT
Previous Registrations
Other Businesses

NAME AND ADDRESS OF OTHER BUSINESS: COSMETIC SALES, 595 W 1000 S, WOODS CROSS, UTAH 84087 NATURE OF ENTITY: COSMETIC SALES - AVON AND MARY KAY ROLE IN OTHER BUSINESS: SALES RESPONSIBILITIES IN THIS ROLE: SELLING OF COSMETICS. HOURS DEVOTED TO OTHER BUSINESS: 2 HOURS PER WEEK. NONE DURING SECURITIES TRADING HOURS. Name/Address: Modernly Chique 138 W 3000 S Bountiful UT 84010 Start Date: 8/1/26 Hours Spent: 4-9 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: Selling clothing Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-27
S63 Uniform Securities Agent State Law Examination 2000-07-20
  • S65 Uniform Investment Adviser Law Examination
    2006-05-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-20
Other Names
  • Melissa Renee Siddoway

View on SEC IAPD

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