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Sean Patrick Murphy

Rbc Capital Markets, LLC

Frederick, MD

Woodbine, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-11
MD RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2015-02-11
  • MD RA
    APPROVED
    Since 2009-03-13

Branch Locations

150 South East Street Suite 300, Frederick, MD 21701-4827 • United States

Woodbine, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Frederick MD 03/2009 Present
City National Bank Frederick MD 05/2018 01/2025
Previous Registrations
  • 2002-03-28 → 2009-03-13
    Ferris, Baker Watts, Llc
    Baltimore, MD
    Frederick, MD
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-20
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S65 Uniform Investment Adviser Law Examination
    2002-02-20
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23

View on SEC IAPD

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