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1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2014-01-07 |
Branch Locations
1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sfg, Ltd. | Honolulu | HI | 01/1998 | Present |
| United Planners' Financial Services | Scottsdale | AZ | 04/2013 | 12/2016 |
| Shiraishi Financial Group Advisors | Honolulu | HI | 09/2013 | Present |
| Sfga Llc. | Honolulu | HI | 01/2014 | Present |
| Independent Financial Group, Llc | Honolulu | HI | 12/2016 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2008 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: HAWAII LICENSED INSURANCE AGENT OFFERING DISABILITY, LIFE & LTC INSURANCE SALES AND SERVICES SINCE 3/2008. NON INVESTMENT RELATED. APPROXIMATELY 20% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) SFGA LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2014 ADDRESS: 1585 Kapioloani Blvd #928, Honolulu HI 96814, United States DESCRIPTION: AGENT OF SFGA LLC (Shiraishi Financial Group Advisors), A HAWAII STATE REGISTERED INVESTMENT ADVISOR, OFFERING ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-21 |
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