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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-02-09 |
| TX | RA | APPROVED | 2024-02-09 |
Branch Locations
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES
123 Nw 4Th Street, Suite 1, Evansville, IN 47708 • United States
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Evansville | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Evansville | IN | 11/2016 | 03/2022 |
| Wells Fargo Advisors Financial Network, Llc | Evansville | IN | 03/2022 | 02/2024 |
| &Partners, Llc | Evansville | IN | 02/2024 | Present |
URSULINE SISTERS OF MOUNT SAINT JOSEPH POSITION: Finance Committee Member NATURE: Sit on the finance committee that meets 4x a year to review the sisters' investment accounts and to discuss any upcoming projects or expenses that the congregation is facing. Committee does not directly manage the investments, as all done through an investment firm. Committees responsibility is to oversee and discuss any issues and to propose any changes to policy, yet policy changes are enacted by the board of directors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/14/2025 ADDRESS: 8001 Cummings Road Maple Mount, KY 42356, United States DESCRIPTION: Quarterly meetings and to offer insight and commentary on the financial workings of the congregation. Committee term is 3 years.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-08 |
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