Richard Robert Rossomando

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2017
  Morgan Stanley Smith Barney
  Hyannis, MA
• 01/2015 → 03/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2017 → 12/2021
  Lpl Financial, Llc
  Plymouth, MA
• 12/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 12/2021 → Present
  Rossomando Wealth Management
  Rockland, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-04-25 → 2022-01-12
  Lpl Financial Llc
  Plymouth, MA
  San Diego, CA
  Rockland, MA

Other Businesses

1) NAME OF OTHER BUSINESS: ROSSOMANDO WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: MASSACHUSETTS MARITIME ACADEMY, INVESTMENT RELATED: NO, ADDRESS: 101 ACADEMY ROAD, BUZZARDS BAY, MA, 02532 NATURE OF BUSINESS: SCHOLASTIC, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: COACH, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COACHING SOCCER;

Exams

• S66 Uniform Combined State Law Examination
  1998-01-20

Other Names

• Richard R Rossomondo