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Michael David Caffey

Family Dynasty Advisors LLC

Lubbock, TX

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Current Employers
Family Dynasty Advisors Llc

4601 S. Loop 289 Suite 7, Lubbock, TX 79424 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-01
  • TX RA
    APPROVED
    Since 2018-08-01

Branch Locations

4601 S. Loop 289 Suite 7, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plainscapital Bank Wealth Management Lubbock TX 03/2009 06/2018
Family Dynasty Advisors Llc Lubbock TX 03/2018 Present
Other Businesses

Atlas Property LLC not investment related 4304 89th St, Lubbock TX 79423 Residential Rental Properties Owner since 2017 Spend 80 hours/month on this activity. Spend 0 hours/month on this activity during securities trading hours Duties include general residential rental property management activities MLD Construction LLC not investment related 4304 89th St, Lubbock TX 79423 Residential Property Remodel Firm Owner since 2018 Spend 15 hours/month on this activity. Spend 0 hours/month on this activity during securities trading hours Duties include residential home remodel activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-27
S63 Uniform Securities Agent State Law Examination 1997-11-18
  • S65 Uniform Investment Adviser Law Examination
    2018-06-27
  • S63 Uniform Securities Agent State Law Examination
    1997-11-18
Other Names
  • Mike David Caffey

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