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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-09-24 |
Branch Locations
1272 A Jungermann Road, Saint Peters, MO 63376 • United States
1272 A Jungermann Road, St. Peters, MO 63376 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Saint Charles | MO | 09/2014 | 09/2020 |
| Lpl Financial, Llc | Saint Peters | MO | 09/2020 | Present |
1. 9/24/2020 - Johnson Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 3/2003 - Agent - 10 Hours Per Month - Time Spent 5% - Selling LTC, life, fixed annuities. 2. 9/24/2020 - Cornerstone Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 9/24/2020 - Johnson Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/2003 - 160 Hours Per Month - Time Spent 100%. 4. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-03 |
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