William Ford Rockett

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 06/2019
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 06/2019 → 08/2023
  Eaton Vance Management
  Boston, MA
• 06/2019 → 08/2023
  Eaton Vance Distributors, Inc.
  Boston, MA
• 03/2024 → Present
  Mercer Global Advisors Inc.
  New York, NY
• 08/2021 → Present
  Fordham University
  Bronx, NY
• 01/2023 → Present
  Lasalle University
  Katonah, NY

Previous Registrations

• 2019-07-26 → 2023-09-20
  Eaton Vance Management
  Boston, MA
• 2011-09-09 → 2019-07-16
  Charles Schwab & Co., Inc.
  Jersey City, NJ
  Jersey City, NJ
  Englewood, CO
  Jersey City, NJ
  Lone Tree, CO
  New York City, NY

Other Businesses

1.) Fordham University; Not investment-related; 441 E Fordham Rd, Bronx, NY 10458; Private university; Adjunct Professor; 08/23/2021; Devotes 15 hrs. per month, 15 hours during trading; Adjunct Professor of finance and business ethics. 2.) LaSalle University; Not investment-related; Activity is performed remotely at home - 93 Todd Rd, Katonah, NY 10536; Private university; Adjunct Professor; 01/02/2023; Devotes 8 hrs. per month, 8 hours during trading; Adjunct Professor of online MBA program.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-02
• S63 Uniform Securities Agent State Law Examination
  1997-12-04

Designations

• Chartered Financial Analyst