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Gary Lee Peters

Mml Investors Services, LLC

Newark, DE

Oxford, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-02
DE RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2024-07-02
  • DE RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Continental Drive Suite 101, Newark, DE 19713 • United States

Oxford, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newark DE 09/1997 03/2017
Mml Investors Services, Llc Newark DE 03/2017 Present
Massmutual Life Insurance Co Newark DE 07/2016 Present
  • 09/1997 → 03/2017
    Metlife Securities Inc.
    Newark, DE
  • 03/2017 → Present
    Mml Investors Services, Llc
    Newark, DE
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newark, DE
Previous Registrations
  • 1998-10-28 → 2017-03-25
    Msi Financial Services, Inc.
    Newark, DE
    Newark, DE
Other Businesses

(1)NAME: GARY PETERS INV REL: Y ADDR: AT RESIDENTIAL ADDR NATURE: PROPERTY/CASUALTY, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES, OWNERSHIP, & AGENT START: 09/01/1997 NO HRS: 10 NO HRS DUR TRADING: 10.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-21
S63 Uniform Securities Agent State Law Examination 1997-11-13
  • S65 Uniform Investment Adviser Law Examination
    1998-09-21
  • S63 Uniform Securities Agent State Law Examination
    1997-11-13
Designations

View on SEC IAPD

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Other Investors

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Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

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