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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
FL RA APPROVED 2015-01-14
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • FL RA
    APPROVED
    Since 2015-01-14

Branch Locations

6767 N. Wickham Road Office #F, Melbourne, FL 32940 • United States

Cocoa Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Melbourne FL 12/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Melbourne FL 12/2014 Present
Previous Registrations
Other Businesses

PLANET HAIRSPRAY PRODUCTIONS LLC POSITION: Lead Singer/Rhythm Guitar/Lead Guitar NATURE: This is not a formal company. This is a 1980's tribute band. We offer to play music at venues across Central Florida. We anticipate to be compensated by the venue owners. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: Home Address Cocoa Beach FL 32931, United States DESCRIPTION: On stage performance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-18
S63 Uniform Securities Agent State Law Examination 1999-12-31
  • S65 Uniform Investment Adviser Law Examination
    2000-01-18
  • S63 Uniform Securities Agent State Law Examination
    1999-12-31
Other Names
  • Matthew Johansen

View on SEC IAPD

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