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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2009-06-11 |
| TX | RA | APPROVED | 2009-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bangor | ME | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*330963 - Northern Light Health Foundation (formerly known as Eastern Maine Healthcare Systems Foundation ) ; Investment related - No; Bangor, Maine; Medical, Other: With it's voluntary board, the EMHS / Northern Light Foundation governs the use and disbursement of foundation assets; Board Member:Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2018; During business hours: 1.5; After business hours: 0; Fundraising, As a board member, I serve the Foundation by providing guidance to their operations and fundraising efforts. I also serve as a member of the finance committee. *607454 - OneSixtyOne; Investment Related - No; Bangor, Maine; Art/Culture; I am the drummer in the band(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 10; I am the dummer in the band
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
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