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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-01 |
| TX | RA | APPROVED | 2021-06-01 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
88 Froehlich Farm Blvd Ste 325, Woodbury, NY 11797 • United States
East Meadow, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mitchel Field | NY | 11/2008 | 05/2021 |
| Massmutual Life Insurance Company | New York | NY | 05/2021 | Present |
| Mml Investor Services | New York | NY | 05/2021 | Present |
NAME: TubesUSA Inc INV REL: N ADD: At Residential Address NATURE: Retail Sales - Audio Electronics and Vacuum Tubes POSITION: President START DATE: 05/01/2006 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Internet Sales for vacuum tubes, transformers and high end audio equipment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-17 |
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