Benjamin Wade Compton

Current Employers

Employment History

• 06/2004 → Present
  John Sprague Agency
  La Plata, MD
• 06/2004 → 07/2020
  Nationwide Securities Inc
  La Plata, MD
• 07/2020 → Present
  Oak And Stone Capital Advisors
  Conshocken, PA
• 07/2020 → Present
  Lpl Finanical Llc
  Laplata, MD

Previous Registrations

• 2017-03-01 → 2020-07-01
  Nationwide Securities, Llc
  Laplata, MD
  La Plata, MD

Other Businesses

1)7/1/2020-Oak and Stone Capital Adviors -DBA for LPL Business (entity for LPL business)- Inv. Related- LaPlata, MD - start date 7/2020- 100% 2)7/1/2020-JL Sprague Agency- Agent selling Property and Casualty- Inv. Related- LaPlata, MD- start date 6/1/2004- 1hr/mth- 1% 3)7/1/2020- Non-Variable Insurance- - Agent selling ife insurance, disability insurance, individual health insurance, fixed annuity's & group health- Inv. Related- LaPlata, MD- start date 7/2020- 5hrs/mth- 10% 4)7/1/2020- G. WADE COMPTON INC- part time employee / substitute school bus driver- Non-Inv. Related- Port tobacco, MD- start date 12/1/2009- 15hrs/mth 5) 11/02/2021 - Girl Scouts - Not Investment Related - Home Based - Other-Girl Scout Troop Money Manager/Treasurer - Start Date: 11/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Money Manager of a local girl scout troop in my area.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-23
• S66 Uniform Combined State Law Examination
  1999-02-23

Other Names

• Benjamin W Compton