David Edward Pentek

Current Employers

Employment History

• 01/2011 → 02/2018
  Sii Investments, Inc.
  Appleton, WI
• 02/2018 → Present
  Lpl Financial Llc
  Appleton, WI
• 06/2023 → Present
  Gateway Wealth Partners, Llc
  Appleton, WI

Previous Registrations

• 2011-01-03 → 2018-02-14
  Sii Investments, Inc.
  Green Bay, WI
  Brookfield, WI
  Green Bay, WI
• 2008-12-02 → 2010-11-11
  Mml Investors Services, Llc
  Neenah, WI

Other Businesses

1. 11/29/2021 - Medicare Masters - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 08/01/2018 - 3 Hours Per Month/1 Hour During Securities Trading - Offering Medicare advantage plans. 2. 1/19/2023 - West Point Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 12/20/2022 - 3 Hours Per Month/1 Hours During Securities Trading 3. 2/01/2023 - Athene - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 01/10/2023 - 3 Hours Per Month/1 Hours During Securities Trading 4. 05/09/2023 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 04/11/2023 - 3 Hours Per Month/1 Hours During Securities Trading 5. 06/07/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/01/2023 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 06/29/2023 - Gateway Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/05/2023 - 160 Hours Per Month/ 100 Hours During Securities Trading 7. 08/02/2023 - Financial Partners - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 07/24/2023 - 40 Hours Per Month/ 40 Hours During Trading 8. 06/03/2025 - David Pentek - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/01/2025 - 1 Hours Per Month/ 1Hours During Trading 9. 06/03/2025 - PDI Insurance Marketing assoc - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/01/2025 - 2 Hours Per Month/ 1Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1999-12-22