Serina Foster

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 11/2016
  Wells Fargo Advisors
  Long Beach, CA
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
• 07/2018 → 10/2019
  Ubs Financial Services Inc.
  Seal Beach, CA
• 10/2019 → 05/2022
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
• 05/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Long Beach, CA

Previous Registrations

• 2019-10-24 → 2022-05-12
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
  Incline Village, NV
• 2018-08-02 → 2019-10-22
  Ubs Financial Services Inc.
  Seal Beach, CA
• 2012-10-08 → 2018-08-02
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
• 2007-10-03 → 2012-10-09
  Ubs Financial Services Inc.
  New York, NY
  Seal Beach, CA
  New York, NY

Other Businesses

DOTERRA ESSENTIALS, NOT INV RELATED, LONG BEACH, CA, WELLNESS ADVOCATE, START 12/1/2020, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, SELLING ESSENTIAL OILS. POWER OF ATTORNEY FOR MOTHER; INV RELATED; LONG BEACH, CA; HELP MOM WITH FINANCIAL AFFAIRS ; POA; START DATE: 08/13/2025; 30 HRS PER MONTH; 30 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-08
• S63 Uniform Securities Agent State Law Examination
  1998-11-30

Other Names

• Serina Joy Thompson
• Serina Joy Thompson
• Serina Joy Thompson
• Serina Joy Foster