Alexander Tomei Jr

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2017
  Metlife Securities
  New York, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  New York, NY
• 07/2016 → Present
  Massmutual Life Insurance Co
  New York, NY

Previous Registrations

• 2014-12-16 → 2017-03-25
  Msi Financial Services, Inc.
  New York, NY
• 2012-12-06 → 2014-12-16
  Equitable Advisors, Llc
  Woodbridge, NJ
• 2012-09-10 → 2012-12-06
  Northwestern Mutual Investment Services, Llc
  Newtown, PA
  Princeton, NJ

Other Businesses

1)NAME:ALEX TOMEI, INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE:INACTIVE CPA/TAX PREPARATION, POSITION:INACTIVE CPA, START:1/1/2015 NO HR/MO:0 NO HR/MO DUR TRADING:0. 2)NAME:ALEX TOMEI, INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 7/1/2017 NO HR/MO:1 NO HR/MO DUR TRADING:1 DESCRIBE DUTIES: LIFE INSURANCE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, AND HEALTH.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-07

Other Names

• Alex Tomei
• Alexander Tomei
• Alexander Tomei