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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-14
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2025-03-14
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Brielle, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities New York NY 12/2014 03/2017
Mml Investors Services, Llc New York NY 03/2017 Present
Massmutual Life Insurance Co New York NY 07/2016 Present
  • 12/2014 → 03/2017
    Metlife Securities
    New York, NY
  • 03/2017 → Present
    New York, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    New York, NY
Previous Registrations
Other Businesses

1)NAME:ALEX TOMEI, INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE:INACTIVE CPA/TAX PREPARATION, POSITION:INACTIVE CPA, START:1/1/2015 NO HR/MO:0 NO HR/MO DUR TRADING:0. 2)NAME:ALEX TOMEI, INV REL:Y ADDR:@RESIDENTIAL ADDRESS ON RECORD, NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 7/1/2017 NO HR/MO:1 NO HR/MO DUR TRADING:1 DESCRIBE DUTIES: LIFE INSURANCE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, AND HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2012-09-07
Other Names
  • Alex Tomei
  • Alexander Tomei
  • Alexander Tomei

View on SEC IAPD

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