Todd Joseph Guerin

Current Employers

Employment History

• 05/1994 → Present
  Ellis- Apple &Co, Llc (Cpa)
  Baton Rouge, LA
• 02/2000 → Present
  Ea Financial Group, Llc
  Baton Rouge, LA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Baton Rouge, LA
• 01/2013 → Present
  Kestra Investment Services, Llc
  Baton Rouge, LA

Previous Registrations

• 2003-02-07 → 2013-01-09
  Vsr Financial Services, Inc.
  Baton Rouge, LA
  Baton Rouge, LA
  Overland Park, KS
  Overland Park, KS
• 2002-10-16 → 2003-02-07
  The Masters, Inc.
  Baton Rouge, LA

Other Businesses

BN: 236 Lemon B, LLC Inv Rel: Yes Addr: 263 Rue de LaPlace Baton Rouge LA 70810 NOB: Real Estate Title: Member Strt Date: 3/18/2021 Hrs/mth: 0-16 Duties: Develop land into property for personal use. BN: PFC2 LLC Inv Rel: No Addr: 6421 Perkins Road Baton Rouge LA 70808 NOB: Real Estate Title: Member Strt Date: 1/16/2019 Hrs/mth: 0-16 Duties: Oversee financial activities, file tax returns, etc. BN: AJ Gallagher Inc Inv Rel: Yes Addr: 235 Highlandia Dr BATON ROUGE LA 70810 NOB: Insurance Title: REFERRAL Strt Date: 1/9/2013 Hrs/mth: 0-16 Duties: Referral BN: Todd J Guerin, APAC Inv Rel: No Addr: 6421 Perkins Road, Building A, Suite 1-B Baton Rouge LA 70808 NOB: Tax/Accounting/CPA Title: President Strt Date: 2/7/1997 Hrs/mth: 0-16 Duties: manage my ownership interests in Apple Guerin Company, LLC and Centura Advisors, LLC BN: Perkins Business Park Property Owners Association Inv Rel: No Addr: 6421 Perkins Road Baton Rouge LA 70808 NOB: Real Estate Title: Secretary/Treasurer/Director Strt Date: 5/1/2005 Hrs/mth: 0-16 Duties: Perform bookkeeping duties and necessary tax filings. BN: H R Solutions LLC Inv Rel: No Addr: 6421 Perkins Road Baton Rouge LA 70808 NOB: Consulting Title: I refer clients to this company. Strt Date: 1/1/2010 Hrs/mth: 0-16 Duties: I do not have any ongoing duties with this activity. BN: Kestra Advisory Services, LLC Inv Rel: Yes Addr: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Strt Date: 4/4/2016 Hrs/mth: 0-160 Duties: Investment advisory services BN: APPLE GUERIN COMPANY LLC Inv Rel: No Addr: 6421 PERKINS RD. BLDG A, SUITE I-B BATON ROUGE LA 70808 NOB: Tax/Accounting/CPA Title: OFFICER Strt Date: 1/9/2013 Hrs/mth: 81-96 Duties: I am a partner in this CPA which employs approximately 13 accountants. BN: Centura Advisors, LLC Inv Rel: Yes Addr: 6421 Perkins Road, Building A, Suite 1-B Baton Rouge LA 70808 NOB: RR Activities through Kestra Investment Services, LLC using a DBA name; Insurance Title: Member Strt Date: 1/1/2000 Hrs/mth:81-96 Duties: Run individual book of business plus oversee joint book of business managed by junior brokers. BN: PERKINS FINANCIAL CENTER, LLC Inv Rel: No Addr: 6421 PERKINS RD. BATON ROUGE LA 70808 NOB: Real Estate Title: Owner Hrs/mth: 0-16Duties: paying the bills and preparing the partnership tax returns. BN: FIVE O NINE N. CARROLLTON, LLC Inv Rel: No Addr: 6421 PERKINS RD. BATON ROUGE LA 70808 NOB: Real Estate Title: Owner Hrs/mth: 0-Duties: I'm responsible for paying the bills and filing the partnership tax returns BN: 1039 Constance, LLC Inv Rel: No Addr: 1039 Constance Street New Orleans LA 70130 NOB: Real Estate Title: Member Hrs/mth: 0-1 Duties: I am in charge of the bookkeeping and I prepare the income tax returns for entity. BN: 527 ST. JOSEPH, LLC Inv Rel: No Addr: 527 ST. JOSEPH ST. NEW ORLEANS LA 70130 NOB: Real Estate Title: Owner Hrs/mth: 0-16 Duties:file the tax returns for entity. BN: Cody Dunham Hartman Life Insurance Trust Inv Rel: No Addr: 6421 Perkins Road Building A, Sutie 1-B Baton Rouge LA 70808 NOB: Legal/Fiduciary Title: Trustee Hrs/mth: 0-16 Duties: I invest the funds in the trust through Thomas Besselman BN: 521 ST. JOSEPH, LLC Inv Rel: No Addr: 521 ST. JOSEPH ST. NEW ORLEANS LA 70119 NOB: Real Estate Title: Owner Strt Date: 1/9/2013 Hrs/mth: 0-16 Duties: I perform the bookkeeping and prepare the tax returns for this entity. BN: 4321 CANAL LLC POS: Member NOB: Real Estate INV REL: Y #OF HRS: 1 SEC TRAD HRS: 2 STRT DATE: 02/06/2023 ADDR: 4321 Canal Street, New Orleans LA 70119 DESC: I handle the accounting for the entity's rental activities. BN: GUERMANO LLC POSITION: Member : Real Estate INVESTMENT RELATED NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 start: 12/16/2024 ADDRESS: 6421 Perkins Road, Building A Suite 1B, BATON ROUGE LA 70808, United States : Passive investor

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-01