Richard Scott Figueroa

Current Employers

Employment History

• 01/2009 → 10/2020
  Ubs Financial Services Inc
  Houston, TX
• 10/2020 → Present
  Patron Partners, Llc
  Houston, TX

Previous Registrations

• 2009-01-06 → 2020-10-13
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Weehawken, NJ
• 1998-01-02 → 2009-01-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX

Other Businesses

1. MEMORIAL HERMANN HEALTHCARE SYSTEM; NON-INVESTMENT RELATED; HOUSTON, TEXAS; NON-PROFIT HEALTH CARE SYSTEM; INVESTMENT COMMITTEE; START DATE 01/01/2014; 4 MEETINGS A YEAR AND 1 BOARD RETREAT; BOARD MEMBER DUTIES. 2. TEXAS DEPT OF LICENSING AND REGULATON; NON-INVESTMENT RELATED; AUSTIN, TEXAS; LICENSING FOR MULTIPLE ENTITIES; CHAIRMAN OF THE COMMISSION; START DATE 9/30/2014; 2 HOURS PER WEEK DURING TRADING HOURS; ADVISING THE LINCENSING DEPT ON OPERATION IDEAS AS MEMBER OF A BOARD COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS; 3. INSURANCE AGENT; INVESTMENT RELATED; HOUSTON, TX; INSURANCE SALES; AGENT; TIME VARIES DEPENDING ON CLIENT NEEDS; SERVICING CLIENTS. 4. NATIONAL RIFLE ASSOCIATION; NON-INVESTMENT RELATED; WASHINGTON D.C.; BOARD MEMBER; START DATE 1/1/20; 4 HOURS PER MONTH DURING TRADING HOURS; ATTENDS BOARD MEETINGS. 5. PATRON CAPITAL, INC; INVESTMENT RELATED; HOUSTON, TX; HOLDING COMPANY; PRESIDENT; START DATE: 4/9/2024; 2 HOURS PER MONTH NOT DURING TRADING HOURS; CURRENTLY DUE DILIGENCE ON STRATEGIC BUSINESS OPPORTUNITIES.

Exams

• S66 Uniform Combined State Law Examination
  1997-12-24

Other Names

• Richard S Figueroa
• Rick Figueroa