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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2016-05-23
  • NM RA
    APPROVED
    Since 2016-05-23

Branch Locations

2900 Louisiana Blvd Ne Suite 200 A, Albuquerque, NM 87110 • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Management & Research Albuquerque NM 05/2016 Present
Bfc Planning, Inc. Albuquerque NM 05/2016 Present
  • 05/2016 → Present
    Securities Management & Research
    Albuquerque, NM
  • 05/2016 → Present
    Albuquerque, NM
Previous Registrations
  • 2013-06-10 → 2013-12-31
    Guardian Group Investments Llc
    Albuquerque, NM
  • 2010-04-23 → 2012-06-07
    Houston, TX
    Albuquerque, NM
  • 2007-09-06 → 2010-05-05
    Msi Financial Services, Inc.
    Rio Rancho, NM
    Rio Rancho, NM
    Tempe, AZ
    Albuquerque, NM
  • 2004-03-12 → 2005-02-09
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 2003-08-05 → 2004-02-27
    Main Street Management Company
    Salinas, CA
  • 2003-07-23 → 2003-08-04
    Ameriprise Advisor Services, Inc.
    Cupertino, CA
Other Businesses

1. ZENITH MARKETING GROUP-N-ALBUQUERQUE, NM-INSURANCE-ADVISOR-08/2012-2-0-INDEPENDENT LIFE INSURANCE SALES. 2. GUARDIAN INVESTMENTS-Y-ALBUQUERQUE, NM-SECURITIES AND INSURANCE-OWNER-08/2017-160-160-DBA NAME FOR SELLING SECURITIES AND INSURANCE. 3. AFLAC- N- ALBUQUERQUE, NM, SUPPLEMENTAL INSURANCE- BROKER- 01/2025- 1- 0- CONNECT SMALL COMPANIES TO ADD AFLAC SUPPLEMENTAL POLICIES TO THEIR ENROLLED PARTICIPANTS. 4. VANBRIDGE INSURANCE SERVICES- N- ALBUQUERQUE, NM- LIFE INSURANCE- LIFE AGENT- 01/2025- 1- 0- TERM LIFE INSURANCE SALES TO EXISTING CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-04
S63 Uniform Securities Agent State Law Examination 1998-08-17
  • S65 Uniform Investment Adviser Law Examination
    2007-09-04
  • S63 Uniform Securities Agent State Law Examination
    1998-08-17

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