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Winston Alexander Mclaughlin

Eagle Strategies LLC

New York, NY

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2011-08-13
  • KS RA
    APPROVED
    Since 2011-08-13

Branch Locations

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Leawood KS 07/2011 Present
  • 07/2011 → Present
    New York Life Insurance Company
    Leawood, KS
Previous Registrations
  • 2009-09-10 → 2011-07-08
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 2007-04-02 → 2007-11-13
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
    Purchase, NY
  • 2005-03-31 → 2007-11-13
    Van Kampen Advisors Inc
    Jersey City, NJ
  • 2004-10-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    Purchase, NY
    New York, NY
  • 2003-07-14 → 2004-09-16
    Bny Mellon Securities Llc
    Ridgefield Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-11
S63 Uniform Securities Agent State Law Examination 1999-10-04
  • S66 Uniform Combined State Law Examination
    2003-07-11
  • S63 Uniform Securities Agent State Law Examination
    1999-10-04

View on SEC IAPD

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