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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-10-07
  • AL RA
    APPROVED
    Since 2009-10-07

Branch Locations

2205 4Th Street, Tuscaloosa, AL 35401 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchem & Whisenant, Llc Tuscaloosa AL 01/2006 Present
Scott Alan Whisenant Palm Beach Gardens FL 10/2009 Present
  • 01/2006 → Present
    Mitchem & Whisenant, Llc
    Tuscaloosa, AL
  • 10/2009 → Present
    Scott Alan Whisenant
    Palm Beach Gardens, FL
Previous Registrations
  • 2004-07-27 → 2009-10-01
    1St Global Advisors Inc
    Tuscaloosa, AL
Other Businesses

1) PROMOTIONAL CONCEPTS, INC; TUSCALOOSA, AL; NON INVESTMENT RELATED; SELLS PROMOTIONAL & MARKETING ITEMS TO BUSINESSES; TREASURER; 2/1/91; 20 HRS/MTH. 2) WHISENANT & ASSOCIATES, LLC; 2205 4th Street Suite 23, Tuscaloosa AL 35401; OWNER/SHAREHOLDER, TAX PREPARATION /ACCOUNTING; 41-60% CONDUCTING THIS ACTIVITY, 120 HRS. MO. DURING SECURITES TRADING. 3)NORTHRIVER FINANCIAL GROUP, LLC; TUSCALOOSA, AL; INVESTMENT RELATED; FINANCIAL SERVICES ENTITY; MEMBER; 100% OWNER; 1/1/04; 40 HRS/MTH. 4) HEALTH INSURANCE WITH HUMANA, 2205 4TH STREET SUITE 23, TUSCALOOSA AL 35401, SOLE PROPRIETORSHIP, INDEPENDENT INSURANCE AGENCY, HEALTH INSURANCE, NON INVESTMENT-RELATED, OWNER OR SHAREHOLDER, AGENT OR REPRESETATIVE, SOLICIT PROSPECTS IN NEED OF HEALTH INSURANCE COVERAGE, EDUCATE PROSPECTS ABOUT THE VARIOUS TYPES OF HEALTH COVERAGE AVAILABLE AND PROVIDE THEM WITH THE APPROPRIATE COVERAGE, 4HRS. MO. CONDUCTING THIS ACTIVITY. 5. SLBE Properties LLC,Rental Property. OWNER, Non-investment related, 1-20% time spent on activity during non-securities hrs. 6. AFLAC, 2205 4TH STREET SUITE 23, TUSCALOOSA AL 35401. Independent Insurance Agency. Agent , Non-investment related, 1-20% time spent on activity during non-securities hrs. 7. Medi-Share, 2205 4th Street, Suite 23 Tuscaloosa, AL 35401. Independent Insurance Agency, Gent, Health and supplemental health insurance or cost-sharing plans. Non-investment related, 1-20% time spent on activity during securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-26
S63 Uniform Securities Agent State Law Examination 1998-01-09
  • S66 Uniform Combined State Law Examination
    2004-04-26
  • S63 Uniform Securities Agent State Law Examination
    1998-01-09
Designations
Other Names
  • Scott Whisenant

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