Jacob Louis Griffith

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-29
MD	RA	APPROVED	2021-10-14

TX RA
APPROVED_RES

Since 2021-11-29
MD RA
APPROVED

Since 2021-10-14

Branch Locations

150 South East Street Suite 300, Frederick, MD 21701-4827 • United States

Ijamsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arrow Investment Advisors, Llc	Laurel	MD	01/2006	10/2020
Rbc Capital Markets, Llc	Frederick	MD	09/2021	Present
Unemployed	Ijamsville	MD	10/2020	09/2021

01/2006 → 10/2020

Arrow Investment Advisors, Llc

Laurel, MD
09/2021 → Present

Rbc Capital Markets, Llc

Frederick, MD
10/2020 → 09/2021

Unemployed

Ijamsville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-16
S63	Uniform Securities Agent State Law Examination	1999-11-29

S65 Uniform Investment Adviser Law Examination

2000-05-16
S63 Uniform Securities Agent State Law Examination

1999-11-29

Other Names

Jake Griffith

View on SEC IAPD

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