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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/2006 Present
Other Businesses

PASIVE SHAREHOLDER AT TRY IT ON EYEWARE LLC (MARKETING OF PRESCRIPTION GLASSES VIA INTERNET). I OWN A 0.29% STAKE, BUT DO NOT HAVE ANY POSITION IN THE COMPANY (NO DUTIES AT ALL), AND DO NOT DEDICATE ANY AMOUNT OF TIME TO THE COMPANY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23

View on SEC IAPD

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