Mark Richard Howard

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 03/2020
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Other Businesses

Name of Activity: Domino's; Date Activity Started/Modified/Ended: 6/16/2021; Type of Activity: Retail Sales; Role/Relationship: Employee; Responsibilities: Delivering Pizza's; Total Hours Per Month: 61 - 80; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-03-29