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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-09
  • CA RA
    APPROVED
    Since 2019-05-09

Branch Locations

21550 Oxnard Street Suite 470, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amada Senior Care Laguna Woods CA 01/2013 05/2018
Transamerica Financial Advisors, Inc Woodland Hills CA 04/2019 Present
World Financial Group, Inc. Woodland Hills CA 04/2019 Present
Amada Senior Care Franchise Woodland Hills CA 05/2018 Present
Quest Capital Strategies, Inc. Lake Forest CA 09/2016 04/2019
Independent Insurance Agent Aliso Viejo CA 12/2008 04/2019
Wfg Direct Long Beach CA 08/2021 Present
Richard Hagins, Dba Hagins Financial Services Aliso Viejo CA 03/2013 Present
Video Game Streamer Aliso Viejo CA 04/2024 Present
Reata Glen Rancho Mission Viejo CA 06/2025 08/2026
  • 01/2013 → 05/2018
    Amada Senior Care
    Laguna Woods, CA
  • 04/2019 → Present
    Transamerica Financial Advisors, Inc
    Woodland Hills, CA
  • 04/2019 → Present
    World Financial Group, Inc.
    Woodland Hills, CA
  • 05/2018 → Present
    Amada Senior Care Franchise
    Woodland Hills, CA
  • 09/2016 → 04/2019
    Quest Capital Strategies, Inc.
    Lake Forest, CA
  • 12/2008 → 04/2019
    Independent Insurance Agent
    Aliso Viejo, CA
  • 08/2021 → Present
    Wfg Direct
    Long Beach, CA
  • 03/2013 → Present
    Richard Hagins, Dba Hagins Financial Services
    Aliso Viejo, CA
  • 04/2024 → Present
    Video Game Streamer
    Aliso Viejo, CA
  • 06/2025 → 08/2026
    Reata Glen
    Rancho Mission Viejo, CA
Previous Registrations
  • 2016-09-14 → 2019-04-11
    Quest Capital Strategies, Inc.
    Aliso Viejo, CA
    Laguna Hills, CA
    Laguna Hills, CA
  • 2014-07-30 → 2015-11-06
    Aliso Viejo, CA
  • 2011-09-07 → 2014-07-31
    Quest Capital Strategies, Inc.
    Aliso Viejo, CA
    Laguna Hills, CA
    Laguna Hills, CA
  • 2008-09-16 → 2011-08-11
    Comerica Securities
    San Juan Capistrano, CA
    Detroit, MI
    San Juan Capistrano, CA
    Mission Viejo, CA
    Detroit, MI
  • 2003-12-08 → 2004-07-15
    Wamu Investments, Inc.
    Irvine, CA
  • 2003-10-21 → 2003-12-03
    Ifmg Securities, Inc.
    Grass Valley, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors AMADA SENIOR CARE FRANCHISE/Investment Related - No/21900 Burbank Blvd. #300 Woodland Hills, CA 91367/Provide clients non-medical care in their home from caregiver employees. Also find assisted living communities for clients./Owner/01.2013/160/16/Find clients. Hire caregivers. Determine need of client. Place caregiver in the home or find senior community. VIDEO GAME STREAMER POSITION: Player NATURE: Online video game streaming. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 9 Front Row Lane, Aliso Viejo CA 92656, United States DESCRIPTION: I stream myself playing video games. RICHARD HAGINS, DBA HAGINS FINANCIAL SERVICES POSITION: Owner NATURE: My wife does VA benefit consulting through this business. She is paid a fee to help people understand available benefits and planning for processing claims. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2013 ADDRESS: 9 Front Row Lane, Aliso Viejo CA 92656, United States DESCRIPTION: My wife speaks to people who may be eligible for veterans benefits, gathers information to determine eligibility, helps them gather the necessary paperwork and works with a VA claims agent who applies for benefits for people. These are typically low asset people.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-07
S63 Uniform Securities Agent State Law Examination 1998-04-23
  • S66 Uniform Combined State Law Examination
    2003-10-07
  • S63 Uniform Securities Agent State Law Examination
    1998-04-23
Other Names
  • Richard Hagins
  • Rick Hagins

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