Shawn Mathew Warren

Current Employers

Employment History

• 01/1997 → Present
  American Financial Network
  Calabasas, CA
• 04/2013 → Present
  American Financial Network Advisory Services, Llc
  Calabasas, CA
• 12/2014 → Present
  Afn Risk Management Llc.
  Calabasas, CA
• 04/2016 → 06/2024
  Securities America Inc
  Flower Mound, TX
• 04/2016 → 06/2024
  Securities America Advisors
  Flower Mound, TX
• 04/2016 → 11/2024
  Arbor Point Advisors
  Flower Mound, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fort Worth, TX
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2016-04-26 → 2024-11-08
  Arbor Point Advisors
  Westlake Village, CA
  Flower Mound, TX
• 2016-04-26 → 2024-06-14
  Securities America Advisors, Inc.
  Westlake Village, CA
  Flower Mound, TX
• 2013-04-23 → 2016-04-26
  American Financial Network Advisory Services, Llc
  Los Angeles, CA
• 2004-10-25 → 2014-09-23
  Securities America Advisors, Inc.
  Calabasas, CA
  Westlake Village, CA
• 2002-03-25 → 2004-10-22
  National Planning Corporation
  West Lake Village, CA

Other Businesses

1. SABRES FINANCIAL SERVICES POSITION: Investment Registered Advisor NATURE: Doing business as (DBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 50 START DATE: 04/25/2016 ADDRESS: 22201 SPINKS RD #242, FLOWER MOUND, TX 75022 DESCRIPTION: Financial Planning & Wealth Mgmt 2. SABRE FINANCIAL SERVICES POSITION: Tenant/Member NATURE: SABRE Financial Services is an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 2829 Townsgate Rd # 315, Westlake Village CA 91361 DESCRIPTION: SABRE will be moving locations to the address mentioned above on 5/1/25. We will be sub-leasing to (2) tenants named Law Office of Mike Magassain & Laengel Corp. We submitted a signed LOU for Office sharing with OSAIC. It was approved 10/31/24. Both tenants will be submitting checks for their portion of the rent. Law office of Mike Magassin to pay $ 2116.36 and Lanegal Corp to pay $ 1386.24. Checks will be deposited in SABRE Wells Fargo Corp acct xxxxx2121. SABRE to make gross rental payment of $ 9138 to the landlord. 3. ACTING AS A TRUSTEE POSITION: Trustee/FA NATURE: Trustee on my wife's Grandmother's Trust. She passed away in April 2016, but Trust remains to take care of her son, who has Special Needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2016 ADDRESS: 6849 Blue Ridge Way, Moorpark CA 93021 DESCRIPTION: Will act as Trustee and Financial Advisor. The estate has 500k of liquid Assets. 4. SDUBS GUITAR GEAR & MORE POSITION: Owner/Operator NATURE: Buying and selling Music gear via eBay & Reverb.com INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 2224 Rickenbacker Dr. FLOWER MOUND TX 75028 DESCRIPTION: I will find music gear, mainly guitars, modify them, and resell them.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-30
• S63 Uniform Securities Agent State Law Examination
  1998-02-19

Other Names

• Shawn M Warren