Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-06 |
| TX | RA | APPROVED_RES | 2017-01-06 |
Branch Locations
16870 W Bernardo Dr Ste 400, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 01/2017 |
| Lpl Financial, Llc | La Jolla | CA | 01/2017 | Present |
1.02/14/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Serenity Financial Planning, LLC; Investment Related; at Reported Business Location(s); Start Date 03/01/2017; 160hrs/mth; 100hrs during trading 2.03/16/2023; none; Seminar; Not Investment Related; ; Start Date 04/18/2023; 04hrs/mth; 04hrs during trading 3.12/15/2023; Tax Wise Pros; Tax Prep/Accounting/CPA; Not Investment Related; Suite 400,San; Start Date 01/15/2024; 20hrs/mth; 0hrs during trading 4.08/14/2026; Alefi Living Trust; Real Estate Rental; Investment Related; Fredericksburg,VA; Start Date 09/01/2026; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-03 |
Reach out to this advisor