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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-06-08
  • NC RA
    APPROVED
    Since 2009-06-08

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Holly Springs, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 04/2009 05/2017
Capital Investment Advisory Services Raleigh NC 04/2009 Present
  • 04/2009 → 05/2017
    Capital Investment Group, Inc.
    Raleigh, NC
  • 04/2009 → Present
    Capital Investment Advisory Services
    Raleigh, NC
Previous Registrations
Other Businesses

1. DIVORCE ASSETS. OWNER. 119 LOCHWOOD WEST DRIVE, CARY, NC 27518. BUSINESS IS EXPERT WITNESS TESTIMONY FOR ASSET DISTRIBUTION IN DIVORCE CASES. ROLE IS ANALYSIS OF EQUITABLE DISTRIBUTION IN A DIVORCE, INVOLVEMENT IN MEDIATION AND/OR TRIALS. 5 HRS/WK, 0 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED. 2. WINGS FOR WIDOWS. VOLUNTEER. 721 MAIN ST W, SILVER LAKE, MN 55381. STARTED 2/2026. OFFER FINANCIAL COUNSELING FOR WIDOW. NO COMPENSATION. <1 HR/WK, 0 HRS DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-10
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S66 Uniform Combined State Law Examination
    2002-12-10
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Designations

View on SEC IAPD

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