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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-22 |
Branch Locations
750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States
Houston, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/2010 | 11/2019 |
| Bank Of America, N.A. | Houston | TX | 07/2011 | 11/2019 |
| Bank Of New York Mellon | Houston | TX | 11/2019 | 06/2025 |
| Bank Of New York Mellon Securities Corporation | Houston | TX | 09/2021 | 06/2025 |
| Rbc Capital Markets, Llc | Houston | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-12-04 |
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