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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-20
NJ RA APPROVED 2019-05-02
TX RA APPROVED 2019-05-01
  • NY RA
    APPROVED
    Since 2022-10-20
  • NJ RA
    APPROVED
    Since 2019-05-02
  • TX RA
    APPROVED
    Since 2019-05-01

Branch Locations

975 Route 73 N Suite F, Marlton, NJ 08053 • United States

Piseco, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Marlton NJ 07/2014 02/2026
Davinci Financial Designs Llc Marlton NJ 07/2014 05/2019
Integrated Wealth Concepts, Llc Marlton NJ 05/2019 Present
  • 07/2014 → 02/2026
    Lpl Financial Llc
    Marlton, NJ
  • 07/2014 → 05/2019
    Davinci Financial Designs Llc
    Marlton, NJ
  • 05/2019 → Present
    Marlton, NJ
Previous Registrations
  • 2014-07-15 → 2019-05-03
    Marlton, NJ
    Columbia, SC
  • 2006-11-01 → 2014-08-05
    First Command Brokerage Services, Inc.
    Carlisle, PA
    Mount Laurel, NJ
    Southampton, NJ
    Mount Laurel, NJ
  • 2003-08-05 → 2006-10-10
    First Command Brokerage Services, Inc.
    Mount Laurel, NJ
  • 2004-04-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

5/22/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Glide Path Financial of NJ - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/03/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 9/5/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 07/01/2019 - 10 Hours Per Month During Securities Trading. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10/11/2022 - Kirk Hogan Baur - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 09/19/2022 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-01
S63 Uniform Securities Agent State Law Examination 1997-12-06
  • S65 Uniform Investment Adviser Law Examination
    2003-08-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-06

View on SEC IAPD

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